Risk Compliance Management 
Wellington, Monday 25 and Tuesday 26 June 2012
Bright Star extends an invitation to all Members, Affiliates and Friends of CSNZ to attend its Risk Compliance Management seminar in Wellington on Monday 25 and Tuesday 26 June 2012.
This course will equip you with the skills required to develop and verify a framework and process for best practice management of compliance-related risks. As well as focusing on legal and other compliance obligations, this course teaches methods and techniques which are in-line with current AS/NZS compliance and risk management standards. The adaptable tools and processes taught throughout this course will allow you to apply your skills and knowledge to the development of a compliance programme in any organisation.
The Course will show you how to:
- Manage and mitigate compliance related risks by identifying the legal and other codes an organisation must comply or conform with
- Develop a compliance programme of management strategies and controls which is embedded within your business processes
- Communicate your compliance programme to key stakeholders
- Monitor and review the programme for effectiveness and emerging or actual changes in legislation and stakeholder expectations
Overview of compliance management and generic risks
Introduction to case studies and generic risks
The value of compliance management
Different compliance management models
Compliance-related risk: definition and naming
Implications for different stakeholders
Uncertainty and chance
Compliance-related risks and organisational objectives
Compliance principles
Integration into the risk management framework
Naming of compliance-related risks as a risk description: sources, events, causes and consequences
Risk regulations and standards
Current risk standards and risk related acts for compliance
Emerging regulations and recent changes to regulations
Industry trends
Framework for managing compliance-related risk
Governance requirements for compliance management
Principles for management of compliance-related risk
Exercise to identify and report on governance requirements
Typical content of a framework for management of compliance-related risk
Integration into organisational processes with some examples from industries and sectors
Development of a customised framework
Exercise to identify aspects of the external and internal contexts
Compliance management processes in the organisation
Risk criteria, appetite, profile and indicators
Compliance management framework outline
Designing a compliance management framework to avoid significant or frequent violations or non-compliance
Implementation planning
Issues to address
Process for managing compliance
Legislation, regulations, standards, industry codes, enforceable undertakings, in-house codes etc; distinctions
Meanings and definitions of compliance and conformance
Systems and processes to ensure compliance
Assigning accountability for compliance issues
Risk assurance for compliance issues and internal risk audit
Matching compliance risk assessment techniques to the context, and the needs of decision-makers, including regulatory agencies
Risk reporting for effective management of disruption-related risks
Governance requirements
Tools and techniques
Measures for effectiveness
Reporting to different stakeholders including internal reports, reports for the board and shareholders and government reports
Documenting the framework, process and plans
Maintaining the focus on business objectives
Iterative methods for continuous management of compliance related risks
Industry publications and tools
Further guidance and publications
Standards and Handbooks published by Standards Australia and Standards New Zealand
The course facilitator is Chris Peace, Managing Director, Risk Management Limited
Chris Peace is the managing director of Risk Management Limited, an independent risk management consultancy established in 2003 to help clients identify, analyse, assess and manage their major risks and to monitor the critical controls over those risks. He has worked as a risk manager for many companies in the past including; NGC Holdings Ltd; Jardine Lloyd Thompson; Marsh & McLennan; and CIGNA (NZ) Ltd.
Chris is an adjunct Lecturer in Risk Management Studies at Massey University and holds an MSc in Risk Management as well as other qualifications in environmental health, air pollution control and occupational safety and health. He is currently a member of the Joint Standards Australia/Standards New Zealand Committee OB007 in Risk Management.
Please click here to download a copy of the conference brochure. Please register you attendance at this event directly with Bright Star Training.
CSNZ confirms that this event qualifies for Structured CPD credits based on 1 credit per hour of attendance.
